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Compliance





News updates, informative guides and opinion and commentary all to do with compliance and regulation in the second charge finance market.

Here you will find a wealth of information on all things to do with compliance, where you will be kept up to date with any regulatory changes affecting the industry.

FCA informs firms to continue abiding by EU regulations

FCA informs firms to continue abiding by EU regulations

The Financial Conduct Authority (FCA) has reminded firms that they must still abide to their obligations to rules under European Union (EU) law despite the UK public voting in favour of leaving...

FCA establish Financial Advice Working Group

FCA establish Financial Advice Working Group

The Financial Conduct Authority (FCA) has announced that a working group has been established to tackle a number of recommendations made by the Financial Advice Market Review (FAMR)....

SimplyBiz: Safety in numbers

SimplyBiz: Safety in numbers

Being in with the in-crowd can be a wonderful thing...

Lender granted full FCA permission

Lender granted full FCA permission

Conister Bank Limited has received full permission from the Financial Conduct Authority (FCA) to offer consumer credit...

SimplyBiz: It’s all Greek to me

SimplyBiz: It’s all Greek to me

Particularly difficult tasks are often described as Herculean, but, in my opinion, Hercules didn’t really have too bad a time of it...

SimplyBiz: Consumer credit – scores on the doors

SimplyBiz: Consumer credit – scores on the doors

In some ways – salary, bonus package, the intelligence of your offspring, the quality of your business card print – it can be very damaging to compare yourself to others...

Lender’s revenue plummets after regulation change

Lender’s revenue plummets after regulation change

Payday lender Wonga has revealed its revenues fell by nearly two-thirds in 2015, following the introduction of stricter lending criteria and a regulatory price cap...

FCA: ‘A satisfied customer is not necessarily one that understands the product’

FCA: ‘A satisfied customer is not necessarily one that understands the product’

The Financial Conduct Authority (FCA) has expressed concern that some firms are still not distinguishing between ‘customer understanding’ and ‘customer satisfaction’...

FCA urged to reconsider disclosure rules

FCA urged to reconsider disclosure rules

The Association of Mortgage Intermediaries (AMI) has criticised the Financial Conduct Authority for implementing “weaker” Mortgage Credit Directive (MCD) disclosure rules on lenders than for brokers...

Lender granted FCA authorisation

Lender granted FCA authorisation

Uncle Buck has been granted official authorisation by the Financial Conduct Authority (FCA)...



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